Money Management / Stocks, Bonds & Mutual Funds
Private Investment ManagementFundSourceSM
Masters Program
Fixed-Income Securities
High Net Worth Municipal Bond Program
Private Investment Management
Private Investment Management (PIM) is a performance-driven, fee-based asset management program which replaces commissions with a single annual fee, based on assets under management. In contrast to a traditional commission-based account, with PIM your Capital Securities investment officer has a personal stake in your investment success. PIM provides you the following:
- Assistance in determining your investment objectives and philosophy
- Customized portfolio management by your investment officer
- Quarterly performance analysis
- All transaction costs
- Custody of your securities
- Comprehensive annual gain and loss summary
FundSourceSM
FundSource is an innovative service that selects mutual funds from an extensive universe - including well-known no-loads. Through this service, Capital Securities designs a portfolio suited to your investment goals, along with performance monitoring and additional recommendations, as needed. FundSource provides one place to make transactions without loads or commissions one statement summarizing all positions; one consolidated tax report at year end; and one source to go to for service and research.
Masters Program
Capital Securities can serve as your investment consultant, helping you select the right professional investment manager or managers for more than 1,000 firms nationwide. Additionally, with this service we can provide custodial services as well as all brokerage clearing services. We will monitor the investment performance with you periodically throughout the year to ensure that you continue to make progress toward your financial goals.
Fixed-Income Securities
To make sure that you and your investment officer have access to securities that meet your needs, Capital Securities has access to a comprehensive inventory of government, corporate and municipal bonds, and certificates of deposit. Interest on municipal bonds is exempt from federal income taxes, and usually from the income taxes of the issuing state.
If you like, we can design a portfolio to provide an interest check every month. To plan for future needs such as education funding or retirement, we can design a bond ladder with staggered maturities to help provide income and principal when you need it.
High Net Worth Municipal Bond Program
This exclusive program is designed to help investors with portfolios of $1,000,000 or more to take full advantage of one of the few remaining tax shelters. The centerpiece of the program is a complete analysis of your holdings, provided each quarter as a series of reports including the income-flow analysis, yield analysis, coupon analysis and more.
*Consult your tax advisor on state and local taxes.
